Account Applications

• Mutual Fund Account Application
  (Individual, Joint Tenants, Custodial UTMA, Trust, Non-Profit Organization, Corporation)

• Traditional, SEP & Roth IRA Account Application
  — Traditional, SEP & Roth IRA Agreement
   — IRS Form 5305-SEP (Additional download for SEP-IRA accounts only.)

• SIMPLE IRA Account Application
  — SIMPLE IRA Agreement

• Coverdell Education Savings Account Application
  — Coverdell Education Savings Account Agreement

Prospectus and Statement of Additional Information

• ESG Managers® Portfolios Prospectus: 5/1/15 XBRL
  (Growth Portfolio, Growth and Income Portfolio, Balanced Portfolio and Income Portfolio)

• ESG Managers® Portfolios SAI: 5/1/15
  (Growth Portfolio, Growth and Income Portfolio, Balanced Portfolio and Income Portfolio)

Annual Report

• ESG Managers® Portfolios Annual Report: 12/31/14
  (Growth Portfolio, Growth and Income Portfolio, Balanced Portfolio and Income Portfolio)

Semi-Annual Report

• ESG Managers® Portfolios Semi-Annual Report: 6/30/15
  (Growth Portfolio, Growth and Income Portfolio, Balanced Portfolio and Income Portfolio)

Retirement and Education Savings Accounts
(IRA, Roth IRA, SEP IRA, SIMPLE IRA, Coverdell ESA Accounts)

• Traditional IRA & Roth IRA Transfer of Assets/Direct Rollover Form
  Authorize the transfer of your employer-sponsored plan, Traditional IRA or Roth IRA directly to ESG Managers® Portfolios. Do not use this form for a Roth Conversion or Recharacterization.

• Traditional IRA & Roth IRA Rollover/Conversion Certification Form
  If you have received a check payable to you from an employer-sponsored plan, Traditional IRA or Roth IRA that you wish to roll over to ESG Managers® Portfolios within 60 days.

• Roth IRA Conversion - Internal
  Convert your ESG Managers® Portfolios Traditional IRA to a ESG Managers® Portfolios Roth IRA.
• Roth IRA Conversion - External
  Transfer & Convert your Traditional IRA with another company to a ESG Managers® Portfolios Roth IRA.

• SIMPLE IRA Transfer of Assets Form
  Authorize the transfer of your SIMPLE IRA directly to ESG Managers® Portfolios.

• SIMPLE IRA Rollover Certification Form
  If you have received a check payable to you from your SIMPLE IRA that you wish to roll over to ESG Managers® Portfolios within 60 days.

• Coverdell Education Savings Account Transfer of Assets Form
  Authorize the transfer of a Coverdell ESA directly to ESG Managers® Portfolios from the same beneficiary.

• Coverdell Education Savings Account Rollover Certification Form
  If you have received a check payable to you from a Coverdell ESA that you wish to roll over to ESG Managers® Portfolios within 60 days.
  
  
• Change of Beneficiary Form
  Update beneficiary information for your ESG Managers® Portfolios retirement account.
  
  
• IRA Withdrawal Form
  Request a total or partial distribution from your ESG Managers® Portfolios Traditional IRA, Roth IRA or SIMPLE IRA
  
  
• IRA Required Minimum Distribution Form
  Request a Required Minimum Distribution (RMD) from your ESG Managers® Portfolios Traditional IRA, SEP IRA or SIMPLE IRA
  
  
• IRA Recharacterization Form - Internal Contribution
  Use this for to recharacterize a conversion or contribution between a ESG Managers® Portfolios Roth IRA and a ESG Managers® Portfolios Traditional IRA.
  
  
• IRA Recharacterization Form - External Contribution
  Use this form to recharacterize a conversion or contribution between a Roth IRA and Traditional IRA between two different financial institutions.
  
  
• Coverdell Education Savings Account Withdrawal Form
  Request a total or partial distribution from your ESG Managers® Portfolios Coverdell ESA.

Non-Retirement Accounts

• Name Change Form
  Update your legal name change

• Transfer on Death Form
  Register your non-retirement account as Transfer On Death (TOD) to provide named beneficiaries.

• Transfer of Shares Form
  Give shares of your ESG Managers® Portfolios account to an individual or an organization.

• Power of Attorney Form
  Add your Power of Attorney (POA) to your account. This forms gives your POA full access and authority to your account.

• IRS Form W-9
  Certify your Tax ID/Social Security number or S Corporation/C Corporation status

• Non-Retirement Account Transfer Form
  Authorize the transfer of your Non-Retirement account from another mutual fund company directly to ESG Managers Portfolios.

All Accounts
(Mutual Fund Account, Money Market Account, retirement Accounts and Coverdell Education Savings Account)

• Shareholder Service Form
  Authorize Telephone/Online Options; Add/Change Bank Information for Electronic Funds Transfer; Add/Change an Automatic Investment plan or Systematic Withdrawal Plan; Update Dividend/Capital Gain Options; Update E-delivery Options; Elect a Cost Basis Method.

• Shareholder Mailing Form
  Update your E-Delivery options, add a recipient for duplicate statements, link accounts with different registrations to a single quarterly account statement and online Access User ID.
  
  
• Subsequent Investment Slip
  Send with an additional investment once you have established an account with ESG Managers® Portfolios.

• Affidavit of Domicile
  Used with additional documents to update an account in the event of the owner’s death.
• Letter of Instruction
  Blank form to provide a letter of instruction.