Account Applications

• Mutual Fund Account Application
  (Individual, Joint Tenants, Custodial UTMA, Trust, Non-Profit Organization, Corporation)

• Traditional IRA & Roth IRA Account Application
  — Traditional, SEP & Roth IRA Agreement
  — IRS Form 5305-SEP (Additional download for SEP-IRA accounts only.)

• SIMPLE IRA Account Application
  — SIMPLE IRA Agreement

• Coverdell Education Savings Account Application
  — Coverdell Education Savings Account Agreement

Prospectus and Statement of Additional Information

• ESG Managers™ Portfolios Prospectus : 12/30/09
  (Aggressive Growth Portfolio, Growth Portfolio, Moderate Portfolio and Conservative Portfolio)

• ESG Managers™ Portfolios SAI : 12/31/09
  (Aggressive Growth Portfolio, Growth Portfolio, Moderate Portfolio and Conservative Portfolio)

Retirement and Education Savings Accounts
(IRA, Roth IRA, SEP IRA, SIMPLE IRA, Coverdell ESA Accounts)

• Traditional IRA & Roth IRA Transfer of Assets/Direct Rollover Form
  Authorize the transfer of your employer-sponsored plan, Traditional IRA or Roth IRA directly to ESG Managers™ Portfolios. Do not use this form for a Roth Conversion or Recharacterization.

• Traditional IRA & Roth IRA Rollover/Conversion Certification Form
  If you have received a check payable to you from an employer-sponsored plan, Traditional IRA or Roth IRA that you wish to roll over to ESG Managers™ Portfolios within 60 days.

• Roth IRA Conversion Forms
  Transfer & Convert your Traditional IRA to a ESG Managers™ Portfolios Roth IRA or convert your ESG Managers™ Portfolios Traditional IRA to a ESG Managers™ Portfolios Roth IRA.

• SIMPLE IRA Transfer of Assets Form
  Authorize the transfer of your SIMPLE IRA directly to ESG Managers™ Portfolios.

• SIMPLE IRA Rollover Certification Form
  If you have received a check payable to you from your SIMPLE IRA that you wish to roll over to ESG Managers® Portfolios within 60 days.

• Coverdell Education Savings Account Transfer of Assets Form
  Authorize the transfer of a Coverdell ESA directly to ESG Managers™ Portfolios from the same beneficiary.

• Coverdell Education Savings Account Rollover Certification Form
  If you have received a check payable to you from a Coverdell ESA that you wish to roll over to ESG Managers™ Portfolios within 60 days.
  
  
• Change of Beneficiary Form
  Update beneficiary information for your ESG Managers™ Portfolios retirement account.
  
  
• IRA Withdrawal Form
  Request a total or partial distribution from your ESG Managers™ Portfolios Traditional IRA, Roth IRA or SIMPLE IRA
  
  
• IRA Required Minimum Distribution Form
  Request a Required Minimum Distribution (RMD) from your ESG Managers™ Portfolios Traditional IRA, SEP IRA or SIMPLE IRA
  
  
• IRA Recharacterization Form - Internal Contribution
  Use this for to recharacterize a conversion or contribution between a ESG Managers® Portfolios Roth IRA and a ESG Managers™ Portfolios Traditional IRA.
  
  
• IRA Recharacterization Form - External Contribution
  Use this form to recharacterize a conversion or contribution between a Roth IRA and Traditional IRA between two different financial institutions.
  
  
• Coverdell Education Savings Account Withdrawal Form
  Request a total or partial distribution from your ESG Managers™ Portfolios Coverdell ESA.

Non-Retirement Accounts

• Transfer on Death Form
  Register your non-retirement account as Transfer On Death (TOD) to provide named beneficiaries.

• Gift Transfer of Shares Form
  Give shares of your ESG Managers™ Portfolios account as a gift to an individual or a charity. 

All Accounts
(Mutual Fund Account, Money Market Account, retirement Accounts and Coverdell Education Savings Account)

• Optional Account Services Form
  Authorize Telephone Purchases, Redemptions, Exchanges; provide bank information for Electronic Funds Transfer; establish or change an Automatic Investment plan or Systematic Withdrawal Plan.
  
  
• Subsequent Investment Slip
  Send with an additional investment once you have established an account with ESG Managers™ Portfolios.